EQM INDEXES DISCLOSURE

EQM Indexes ®, LLC (“EQM Indexes”) is a woman-owned firm dedicated to creating and supporting indexes that track growth industries and emerging investment themes. Co-founded by Jane Edmondson, a former Institutional Portfolio Manager with more than 24 years of investment industry experience, EQM Indexes’ index designs spans a wide range of asset classes and financial instruments. EQM Indexes does not provide investment advice, nor offer the sale of securities, but does partner and receive compensation in connection with licensing its indices to third parties to serve as benchmarks for Exchange Traded Products (“ETPs”) such as Exchange Traded Funds (“ETFs”), Exchange Traded Notes (“ETNs”), and other similar products. All information provided by EQM Indexes is impersonal and not tailored to the needs of any person, entity or group of persons.

XOUT U.S. Large Cap Index

The XOUT U.S. Large Cap Index  (“XOUTTR” or the “Index”) is an Index of XOUT Capital LLC and is calculated and published by Solactive AG. The Index uses a proprietary quantitative de-selection methodology to identify which U.S. large cap companies are likely to be disrupted by technical innovation and eliminate them from consideration.

It is not possible to invest directly in an index. Exposure to an asset class represented by an index is available through investable instruments based on that index. EQM Indexes does not sponsor, endorse, sell, promote or manage any investment fund or other investment vehicle that is offered by third parties and that seeks to provide an investment return based on the performance of any index. EQM Indexes makes no assurance that investment products based on the Index will accurately track index performance or provide positive investment returns. EQM Indexes is not an investment advisor and makes no representation regarding the advisability of investing in any such investment fund or other investment vehicle. A decision to invest in any such investment fund or other investment vehicle should not be made in reliance on any of the statements set forth in this article. Prospective investors are advised to make an investment in any such fund or other vehicle only after carefully considering the risks associated with investing in such funds, as detailed in an offering memorandum or similar document that is prepared by or on behalf of the issuer of the investment fund or other vehicle. Inclusion of a security, nor is it considered to be investment advice.

EQM International Ecommerce Index

The EQM International Ecommerce Index (“XBUYXT” or the “Index”) is an Index of EQM Indexes LLC and is calculated and published by Solactive AG. The Index is designed to measure the performance of companies listed on public stock exchanges globally that are expected to benefit from the increased adoption of International Ecommerce.  Constituents must derive significant revenue from one or more international ecommerce segments: retail, travel, and marketplace. The index is equally weighted within one of two liquidity pools based on their respective average daily value traded over the last six months. Index components in the bottom 20% of liquidity will have their respective weightings reduced by 50% with the excess weight distributed equally among the remaining constituents

It is not possible to invest directly in an index. Exposure to an asset class represented by an index is available through investable instruments based on that index. EQM Indexes does not sponsor, endorse, sell, promote or manage any investment fund or other investment vehicle that is offered by third parties and that seeks to provide an investment return based on the performance of any index. EQM Indexes makes no assurance that investment products based on the Index will accurately track index performance or provide positive investment returns. EQM Indexes is not an investment advisor and makes no representation regarding the advisability of investing in any such investment fund or other investment vehicle. A decision to invest in any such investment fund or other investment vehicle should not be made in reliance on any of the statements set forth in this article. Prospective investors are advised to make an investment in any such fund or other vehicle only after carefully considering the risks associated with investing in such funds, as detailed in an offering memorandum or similar document that is prepared by or on behalf of the issuer of the investment fund or other vehicle. Inclusion of a security, nor is it considered to be investment advice.

EQM Global Cannabis Index

The EQM Global Cannabis Index (“CANABIZ” or the “Index”) is an Index of EQM Indexes LLC and is calculated and published by Solactive AG. The index tracks the price movements in shares of publicly traded global companies involved in the cannabis industry.  This includes companies that interact directly with the cannabis plant, companies that support cannabis cultivation and retail, and ancillary companies that provide products and services to the broader cannabis industry. Each Index Component receives either a CORE or NON-CORE weighting and is assigned to one of three cannabis industry sectors as defined by the Index provider: THE CANNABIS PLANT, SUPPORT and ANCILLARY. Companies with 50% or more cannabis-related business are assigned to the CORE holding weighting pool, while companies with less than 50% of their business related to cannabis, are assigned to the NON-CORE holding weighting pool. NON-CORE companies receive a one-half weight relative to an equal weighting, with the residual weight equally distributed among the remaining CORE holdings. If any individual sector weight exceeds 75% of the index portfolio, the constituent weights within that sector will be trimmed equally and redistributed among the other constituents.

It is not possible to invest directly in an index. Exposure to an asset class represented by an index is available through investable instruments based on that index. EQM Indexes does not sponsor, endorse, sell, promote or manage any investment fund or other investment vehicle that is offered by third parties and that seeks to provide an investment return based on the performance of any index. EQM Indexes makes no assurance that investment products based on the Index will accurately track index performance or provide positive investment returns. EQM Indexes is not an investment advisor and makes no representation regarding the advisability of investing in any such investment fund or other investment vehicle. A decision to invest in any such investment fund or other investment vehicle should not be made in reliance on any of the statements set forth in this article. Prospective investors are advised to make an investment in any such fund or other vehicle only after carefully considering the risks associated with investing in such funds, as detailed in an offering memorandum or similar document that is prepared by or on behalf of the issuer of the investment fund or other vehicle. Inclusion of a security, nor is it considered to be investment advice.

EQM Pure Junior Gold Miners Index

The EQM Pure Junior Gold Miners Index (JRGOLD) is an Index of EQM Indexes LLC and is calculated and published by Solactive AG. The Index seeks to track global companies with “pure play” exposure to junior and exploratory gold mining.  Index components must derive at least 75% of the revenues from the sale of gold or through gold royalty agreements, or for exploratory gold producers, 75% of surveyed deposits must be attributable to gold. Components are either (companies producing less than 1 million troy ounces of gold per year or royalties less than 1 million equivalent troy ounces per year or companies in pre-production (0 troy ounces of gold produced per year).

It is not possible to invest directly in an index. Exposure to an asset class represented by an index is available through investable instruments based on that index. EQM Indexes does not sponsor, endorse, sell, promote or manage any investment fund or other investment vehicle that is offered by third parties and that seeks to provide an investment return based on the performance of any index. EQM Indexes makes no assurance that investment products based on the Index will accurately track index performance or provide positive investment returns. EQM Indexes is not an investment advisor and makes no representation regarding the advisability of investing in any such investment fund or other investment vehicle. A decision to invest in any such investment fund or other investment vehicle should not be made in reliance on any of the statements set forth in this article. Prospective investors are advised to make an investment in any such fund or other vehicle only after carefully considering the risks associated with investing in such funds, as detailed in an offering memorandum or similar document that is prepared by or on behalf of the issuer of the investment fund or other vehicle. Inclusion of a security, nor is it considered to be investment advice.

EQM Indexes, LLC is not affiliated Amplify Investments or any of its third-party custodians and providers.

Amplify Investments, LLC (“Amplify”) is an investment adviser registered with the Securities and Exchange Commission. Additional information regarding Amplify can be found in Amplify’s Form ADV Part 2A which is available on the SEC’s web site at www.adviserinfo.sec.gov

EQM Lithium Battery & Technology Index

The EQM Lithium Battery & Technology Index (“BATTIDX” or the “Index”) seeks to provide exposure to global companies associated the development and production of lithium battery technology and/or battery storage solutions; the exploration, production, development, processing, and/or recycling of the materials and metals used in lithium battery chemistries such as Lithium, Cobalt, Nickel, Manganese, Vanadium and/or Graphite; and/or the development and production of electric vehicles.

It is not possible to invest directly in an index. Exposure to an asset class represented by an index is available through investable instruments based on that index. EQM Indexes does not sponsor, endorse, sell, promote or manage any investment fund or other investment vehicle that is offered by third parties and that seeks to provide an investment return based on the performance of any index. EQM Indexes makes no assurance that investment products based on the Index will accurately track index performance or provide positive investment returns. EQM Indexes is not an investment advisor and makes no representation regarding the advisability of investing in any such investment fund or other investment vehicle. A decision to invest in any such investment fund or other investment vehicle should not be made in reliance on any of the statements set forth in this article. Prospective investors are advised to make an investment in any such fund or other vehicle only after carefully considering the risks associated with investing in such funds, as detailed in an offering memorandum or similar document that is prepared by or on behalf of the issuer of the investment fund or other vehicle. Inclusion of a security within an index is not a recommendation by EQM Indexes to buy, sell, or hold such security, nor is it considered to be investment advice. EQM Indexes makes no express or implied warranties or representations with respect to the Index.

EQM-Emerita Blockchain BLOK 50 Global Index

The EQM-Emerita Blockchain BLOK 50 Global Index (“BLOK-50” or the “Index”) seeks to track the combined performance of a basket of the 50 leading global stocks that derive revenue from and/or are investing in blockchain technology, blockchain companies, or blockchain-enabled applications. Companies in the index are at the forefront of R&D, testing and implementation of blockchain technology, and/or are partnering with or directly investing in blockchain companies and/or profiting from blockchain-based applications such as cryptocurrency mining.  The Index was co-developed by EQM Indexes LLC and Emerita Capital Indices, Inc. and remains the exclusive property of Emerita Capital Indices, Inc.  EQM Indexes and Emerita Capital Indices makes no express or implied warranties or representations with respect to the Index.

It is not possible to invest directly in an index. Exposure to an asset class represented by an index is available through investable instruments based on that index. EQM Indexes and Emerita Capital Indices does not sponsor, endorse, sell, promote or manage any investment fund or other investment vehicle that is offered by third parties and that seeks to provide an investment return based on the performance of any index. EQM Indexes and Emerita Capital Indices makes no assurance that investment products based on the Index will accurately track index performance or provide positive investment returns. EQM Indexes and Emerita Capital Indices is not an investment advisor, and makes no representation regarding the advisability of investing in any such investment fund or other investment vehicle. A decision to invest in any such investment fund or other investment vehicle should not be made in reliance on any of the statements set forth in this article. Prospective investors are advised to make an investment in any such fund or other vehicle only after carefully considering the risks associated with investing in such funds, as detailed in an offering memorandum or similar document that is prepared by or on behalf of the issuer of the investment fund or other vehicle. Inclusion of a security within an index is not a recommendation by EQM Indexes or Emerita Capital Indices to buy, sell, or hold such security, nor is it considered to be investment advice.

EQM Indexes Online Retail Index

The EQM Indexes Online Retail Index (“IBUYXT” or the “Index”) seeks to track the combined performance of a basket of global stocks that derive significant revenue from online and virtual retail commerce including the online retail, online marketplace, and online travel market segments. The index is equal-weighted with a maximum of 25% of exposure to non-US stocks. American Depository Receipts (“ADR’s”) will be utilized for non-US holdings where available provided they meet liquidity requirements. The Index was developed by and is the exclusive property and a trademark of EQM Indexes. EQM Indexes makes no express or implied warranties or representations with respect to the Index.

The materials presented in this website (“Content”) have been prepared solely for informational purposes based upon information generally available to the public from sources believed to be reliable. EQM Indexes does not guarantee the accuracy, completeness, timeliness or availability of the Content. EQM Indexes is not responsible for any errors or omissions, regardless of the cause, for the results obtained from the use of the Content. THE CONTENT IS PROVIDED ON AN “AS IS” BASIS. EQM CAPITAL DISCLAIMS ANY AND ALL EXPRESS OR IMPLIED WARRANTIES, INCLUDING, BUT NOT LIMITED TO, ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE.

EQM Indexes does not assume any obligation to update the Content following publication in any form or format. The Content should not be relied on and is not a substitute for the skill, judgment and experience of the visitor when making investment and other business decisions. EQM Indexes does not act as a fiduciary or an investment advisor. While EQM Indexes has obtained information from sources believed to be reliable, EQM Indexes does not perform an audit or undertake any duty of due diligence or independent verification of any information it receives.

PERFORMANCE DISCLOSURE

Charts and graphs are provided for illustrative purposes. These charts and graphs reflect hypothetical historical, or “back-tested” performance. Back-tested performance is not actual performance, but is hypothetical. It should be noted that the historic calculations of an index may change from month to month based on revisions to the underlying economic data used in the calculation of the index. Past performance of the Index is not an indication of future results. Prospective application of the methodology used to construct the Index may not result in performance commensurate with the back-test returns shown. The back-test period does not necessarily correspond to the entire available history of the Index. It is not possible to invest directly in an index.

Another limitation of using back-tested information is that the back-tested calculation is generally prepared with the benefit of hindsight. Back-tested information reflects the application of the index methodology and selection of index constituents in hindsight. No hypothetical record can completely account for the impact of financial risk in actual trading. For example, there are numerous factors related to the equities, or markets in general, which cannot be, and have not been accounted for in the preparation of the Index information set forth, all of which can affect actual performance.

The Index returns shown do not represent the results of actual trading of investable assets/securities. Solactive AG maintains the Index and calculates the Index levels and performance shown or discussed, but does not manage actual assets. Index returns do not reflect payment of any sales charges or fees an investor may pay to purchase the securities underlying the Index or investment funds that are intended to track the performance of the Index. The imposition of these fees and charges would cause actual and back-tested performance of the securities/fund to be lower than the Index performance shown.

FOREIGN INVESTMENT DISCLOSURE

ADRs (American Depositary Receipts) are negotiable certificates issued by a U.S. bank representing a specified number of shares (or one share) in a foreign stock that is traded on a U.S. exchange. ADRs are denominated in U.S. dollars, with the underlying security held by a U.S. financial institution overseas. ADRs help to reduce administration and duty costs that would otherwise be levied on each transaction.

Emerging Markets are economies that are progressing toward becoming advanced, as shown by some liquidity in local debt and equity markets and the existence of some form of market exchange and regulatory body. The four largest emerging and developing economies by either nominal or PPP-adjusted GDP are the BRIC countries (Brazil, Russia, India and China). The next five largest markets are South Korea, Mexico, Indonesia, Turkey, and Saudi Arabia. Iran is also considered an emerging market.